Firm Services
The Firm provides strategic legal and regulatory guidance to the financial services sector by assisting with the development and implementation of new business strategies and financial products in a compliant manner. Its proficiency lies in helping organizations navigate complex legal and regulatory risks by offering practical and effective solutions
The Firm provides strategic legal and regulatory advice on compliance management system requirements, develops compliance programs, and supports banks and financial services organizations as they navigate regulatory examinations and interactions. Additionally, it provides strategic counsel on supervisory and enforcement matters, along with helping organizations ensure compliance with banking and consumer financial services laws and regulations
The Firm can collaborate with or oversee third-party service providers that support banks, consumer financial services companies, and fintechs, delivering valuable insights to enhance compliance and risk management engagements. It can also help with organizational design and implementation related to legal, compliance and risk management functions
Serving the Financial Services Sector
- Banks & Financial Institutions
- Independent Mortgage Brokers, Lenders & Servicers
- Auto Finance Lenders (Direct & Indirect)
- Consumer Finance Lenders
- Small Business Lenders
- Digital Banks
- Banking as a Service
- Fintech
- Private Equity & Venture Capital
Legal Practice Areas
- Dodd-Frank Act
- Advertising & Marketing
- Truth in Lending Act (TILA-TRID)
- Home-Owner Equity Protection Act (HOEPA)
- Real Estate Settlement Procedures Act (RESPA)
- Flood Disaster Protection Act (FDPA)
- SAFE Act (Lender & MLO Licensing)
- Fair Lending Laws (ECOA-FHA-HMDA)
- Fair Debt Collections Practice Acts (FDCPA)
- Service-Members Civil Relief Act (SCRA)
- Military Lending Act (MLA)
- Fair & Responsible Banking
- Fair Credit Reporting Act (FCRA/FACTA)
- Electronic Funds Transfer Act (ETFA)
Compliance Risk Management
- Compliance Management System Advisory
- Compliance Program Advisory
- Regulatory Responses & Enforcement Actions (OCC/FRB/FDIC/CFPB)
- General Counsel & Chief Compliance Officer Advisory
- Private Equity & Board Advisory
- Remediation & Restitution Advisory
- Fair Lending & Fair Banking