Firm Services


The Firm provides legal and regulatory guidance to the financial services sector, assisting with the development and implementation of new business strategies and financial products. Its proficiency lies in helping an organization navigate complex legal and regulatory risks by offering practical, effective solutions.

The Firm also advises on compliance management system requirements, develops compliance programs, and supports banks and financial services organizations as they navigate regulatory examinations and interactions. Additionally, it provides strategic counsel on supervisory and enforcement matters, along with helping organizations ensure compliance with banking and consumer financial services laws and regulations.

The Firm can collaborate with or oversee third-party service providers that support banks, consumer financial services companies, and fintechs, delivering valuable insights to enhance compliance and risk management engagements. It can also help with organizational design and implementation related to legal, compliance and risk management functions.

Serving the Financial Services Sector

Banks & Financial Institutions 

Independent Mortgage Brokers, Lenders & Servicers 

Auto Finance Lenders (Direct & Indirect) 

Consumer Finance Lenders 

Small Business Lenders 

Digital Banks

Banking as a Service

Fintech

Private Equity & Venture Capital


Legal Practice Areas

Dodd-Frank Act

Advertising & Marketing

Truth in Lending Act (TILA-TRID)

Home-Owner Equity Protection Act (HOEPA)

Real Estate Settlement Procedures Act (RESPA)

Flood Disaster Protection Act (FDPA)

SAFE Act (Lender & MLO Licensing)

Fair Lending Laws (ECOA-FHA-HMDA)

Fair Debt Collections Practice Acts (FDCPA)

Service-Members Civil Relief Act (SCRA)

Military Lending Act (MLA)

Fair & Responsible Banking

Fair Credit Reporting Act (FCRA/FACTA)

Electronic Funds Transfer Act (ETFA)


Compliance Risk Management

Compliance Management System Advisory

Compliance Program Advisory

Regulatory Responses & Enforcement Actions

General Counsel & Chief Compliance Officer Advisory

Private Equity & Board Advisory

Remediation & Restitution Advisory

Fair Lending & Fair Banking